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Glossary of Legal Terms
-A-
ACTUAL MALICE: To win a defamation
suit, public officials or prominent people, such as political candidates
or movie stars, must prove that the offender made a false statement with
actual malice. This means the statement was made with knowledge that it
was false or with serious doubts about whether it was true.
ADMINISTRATOR: Person appointed to
oversee the handling of an estate when there is no will.
AFFIDAVIT: A written statement
made under oath.
AGE OF MAJORITY: The age when a
person acquires all the rights and responsibilities of being an adult.
In most states, the age is 18.
ALIMONY: Also called maintenance
or spousal support. In a divorce or separation, the money paid by one
spouse to the other in order to fulfill the financial obligation that
comes with marriage.
ALTERNATIVE DISPUTE RESOLUTION:
Methods for resolving problems without going to court.
AMICUS CURIAE: Latin for "friend
of the court." Refers to a party that is allowed to provide information
(usually in the form of a legal brief) to a court even though the party
is not directly involved in the case at hand.
ANNULMENT: A legal decree that
states that a marriage was never valid. Has the legal effect of wiping
out a marriage as though it never existed.
ANSWER: In a civil case, the
defendant's written response to the plaintiff's complaint. It must be
filed within a specified period of time, and it either admits to or
(more typically) denies the factual or legal basis for liability.
APPEAL: A request to a supervisory
court, usually composed of a panel of judges, to overturn the legal
ruling of a lower court.
ARBITRATION: A method of
alternative dispute resolution in which the disputing parties agree to
abide by the decision of an arbitrator.
ARRAIGNMENT: The initial
appearance before a judge in a criminal case. At an arraignment, the
charges against the defendant are read, a lawyer is appointed if the
defendant cannot afford one, and the defendant's plea is entered.
ARTICLES OF INCORPORATION: A
document that must be filed with a state in order to incorporate. Among
the things it typically must include are the name and address of the
corporation, its general purpose and the number and type of shares of
stock to be issued.
ASSIGNMENT: The transfer of legal
rights, such as the time left on a lease, from one person to another.
ASSUMPTION OF RISK: A defense
raised in personal injury lawsuits. Asserts that the plaintiff knew that
a particular activity was dangerous and thus bears all responsibility
for any injury that resulted.
ASYLUM SEEKER: A foreigner,
already in the U.S. or at the border, who seeks refuge, claiming an
inability or unwillingness to return to the home country because of a
well-founded fear of persecution.
AT-WILL EMPLOYMENT: An employment
relationship where the employer has the right to fire a worker for any
cause at any time--usually without any notice.
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BAD FAITH: Dishonesty or fraud in
a transaction, such as entering into an agreement with no intention of
ever living up to its terms, or knowingly misrepresenting the quality of
something that is being bought or sold.
BAIL: The money a defendant pays
as a guarantee that he or she will show up in court at a later date. For
most serious crimes, a judge sets bail during the arraignment.
BAIL SCHEDULE: The list that sets
the amount of bail a defendant is required to pay based on what the
charge is. A judge may be able to reduce the amount.
BAILMENT: A legal relationship
created when a person gives property to someone else for safekeeping. To
create a bailment the other party must knowingly have exclusive control
over the property. The receiver must use reasonable care to protect the
property.
BANKRUPTCY: Insolvency; a process
governed by federal law to help when people cannot or will not pay their
debts.
BENCH TRIAL: Also called court
trial. A trial held before a judge and without a jury.
BENEFICIARY: Person named in a
will or insurance policy to receive money or property; person who
receives benefits from a trust.
BEYOND A REASONABLE DOUBT: The
highest level of proof required to win a case. Necessary to get a guilty
verdict in criminal cases.
BIFURCATION: Splitting a trial
into two parts: a liability phase and a penalty phase. In some cases, a
new jury may be empaneled to deliberate for the penalty phase.
BILL OF RIGHTS: The first ten
amendments to the U.S. Constitution.
BINDER: An outline of the basic
terms of a proposed sales contract between a buyer and a seller.
BOARD OF DIRECTORS: The group of
people elected by a corporation's shareholders to make major business
decisions for the company.
BOND: A document with which one
party promises to pay another within a specified amount of time. Bonds
are used for many things, including borrowing money or guaranteeing
payment of money.
BOOKING: Part of the process of
being arrested in which the details of who a person is and why he or she
was arrested are recorded into the police records.
BRIEF: A written document that
outlines a party's legal arguments in a case.
BURDEN OF PROOF: The duty of a
party in a lawsuit to persuade the judge or the jury that enough facts
exist to prove the allegations of the case. Different levels of proof
are required depending on the type of case.
BUY-SELL AGREEMENT: An agreement
among business partners that specifies how shares in the business are to
be transferred in the case of a co-owner's death.
BY-LAWS: A corporation's rules and
regulations. They typically specify the number and respective duties of
directors and officers and govern how the business is run.
BYPASS TRUST: Also called a
marital life estate or an A-B trust. A trust designed to help couples
with combined assets over $600,000 save money on estate taxes. A bypass
trust allows each member of a couple to use the $600,000 estate tax
exemption.
-C-
CAPITAL GAIN: The profit made from
the sale of a capital asset, such as real estate, a house, jewelry or
stocks and bonds.
CAPITAL LOSS: The loss that
results from the sale of a capital asset, such as real estate, a house,
jewelry or stocks and bonds. Also the loss that results from an unpaid,
non-business (personal) loan.
CASE LAW: Also known as common
law. The law created by judges when deciding individual disputes or
cases.
CASE OF FIRST IMPRESSION: A novel
legal question that comes before a court.
CAVEAT EMPTOR: Latin for "buyer
beware." This rule generally applies to all sales between individuals.
It gives the buyer full responsibility for determining the quality of
the goods in question. The seller generally has no duty to offer
warranties or to disclose defects in the goods.
CERTIORARI: Latin that means "to
be informed of." Refers to the order a court issues so that it can
review the decision and proceedings in a lower court and determine
whether there were any irregularities. When such an order is made, it is
said that the court has granted certiorari.
CHAPTER 7 BANKRUPTCY: A type of
bankruptcy in which a person's assets are liquidated (collected and
sold) and the proceeds are distributed to the creditors.
CHAPTER 13 BANKRUPTCY: A type of
bankruptcy in which a person keeps his assets and pays creditors
according to an approved plan.
CHALLENGE FOR CAUSE: Ask that a
potential juror be rejected if it is revealed that for some reason he or
she is unable or unwilling to set aside preconceptions and pay attention
only to the evidence.
CHANGE OF VENUE: A change in the
location of a trial, usually granted to avoid prejudice against one of
the parties.
CHARGING LIEN: Entitles a lawyer
who has sued someone on a client's behalf the right to be paid from the
proceeds of the lawsuit, if there are any, before the client receives
those proceeds.
CHILD ABUSE: Defined by state
statutes. Usually occurs when a parent purposefully harms a child.
CHILD NEGLECT: Defined by state
statutes. Usually arises from a parent's passive indifference to a
child's well-being, such as failing to feed a child or leaving a child
alone for an extended time.
CHILDREN'S TRUST: A trust set up
as part of a will or outside of a will to provide funds for a child.
CIRCUMSTANTIAL EVIDENCE: Indirect
evidence that implies something occurred but doesn't directly prove it.
If a man accused of embezzling money from his company had made several
big-ticket purchases in cash around the time of the alleged
embezzlement, that would be circumstantial evidence that he had stolen
the money.
CLASS ACTION SUIT: A lawsuit in
which one or more parties file a complaint on behalf of themselves and
all other people who are "similarly situated" (suffering from the same
problem). Often used when a large number of people have comparable
claims.
CLEAR AND CONVINCING EVIDENCE: The
level of proof sometimes required in a civil case for the plaintiff to
prevail. Is more than a preponderance of the evidence but less than
beyond a reasonable doubt.
CLOSING: In a real estate
transaction, this is the final exchange in which the deed is delivered
to the buyer, the title is transferred, and the agreed-on costs are
paid.
CODICIL: A supplement to a will.
COHABITATION AGREEMENT: Also
called a living-together contract. A document that spells out the terms
of a relationship and often addresses financial issues and how property
will be divided if the relationship ends.
COLLATERAL: An asset that a
borrower agrees to give up if he or she fails to repay a loan.
COLLECTIVE BARGAINING AGREEMENT:
The contract that spells out the terms of employment between a labor
union and an employer.
COMITY: A code of etiquette that
governs the interactions of courts in different states, localities and
foreign countries. Courts generally agree to defer scheduling a trial if
the same issues are being tried in a court in another jurisdiction. In
addition, courts in this country agree to recognize and enforce the
valid legal contracts and court orders of other countries.
COMMON LAW: Also known as case
law. The law created by judges when deciding individual disputes or
cases.
COMMON-LAW MARRIAGE: In some
states, a couple is considered married if they meet certain
requirements, such as living together as husband and wife for a specific
length of time. Such a couple has all the rights and obligations of a
traditionally married couple.
COMMUNITY PROPERTY: Property
acquired by a couple during their marriage. Refers to the system in some
states for dividing the couple's property in a divorce or upon the death
of one spouse. In this system, everything a husband and wife acquire
once they are married is owned equally (fifty-fifty) by both of them,
regardless of who provided the money to purchase the asset or whose name
the asset is held in.
COMPARATIVE NEGLIGENCE: Also
called comparative fault. A system that allows a party to recover some
portion of the damages caused by another party's negligence even if the
original person was also partially negligent and responsible for causing
the injury. Not all states follow this system.
COMPENSATORY DAMAGES: Money
awarded to reimburse actual costs, such as medical bills and lost wages.
Also awarded for things that are harder to measure, such as pain and
suffering.
COMPLAINT: In a civil action, the
document that initiates a lawsuit. The complaint outlines the alleged
facts of the case and the basis for which a legal remedy is sought. In a
criminal action, a complaint is the preliminary charge filed by the
complaining party, usually with the police or a court.
CONCURRENT SENTENCES: Criminal
sentences that can be served at the same time rather than one after the
other.
CONFLICT OF INTEREST: Refers to a
situation when someone, such as a lawyer or public official, has
competing professional or personal obligations or personal or financial
interests that would make it difficult to fulfill his duties fairly.
CONSECUTIVE SENTENCES: Criminal
sentences that must be served one after the other rather than at the
same time.
CONSERVATOR: Person appointed to
manage the property and finances of another. Sometimes called a
guardian.
CONSIDERATION: Something of value
that is given in exchange for getting something from another person.
CONTEMPT OF COURT: An action that
interferes with a judge's ability to administer justice or that insults
the dignity of the court. Disrespectful comments to the judge or a
failure to heed a judge's orders could be considered contempt of court.
A person found in contempt of court can face financial sanctions and, in
some cases, jail time.
CONTINGENCY FEE: Also called a
contingent fee. A fee arrangement in which the lawyer is paid out of any
damages that are awarded. Typically, the lawyer gets between one-fourth
and one-third. If no damages are awarded, there is no fee.
CONTRACT: An agreement between two
or more parties in which an offer is made and accepted, and each party
benefits. The agreement can be formal, informal, written, oral or just
plain understood. Some contracts are required to be in writing in order
to be enforced.
CONTRIBUTORY NEGLIGENCE: Prevents
a party from recovering for damages if he or she contributed in any way
to the injury. Not all states follow this system.
COPYRIGHT: A person's right to
prevent others from copying works that he or she has written, authored
or otherwise created.
CORPORATION: An independent entity
created to conduct a business. It is owned by shareholders.
CREDITOR: A person (or
institution) to whom money is owed.
CROSS EXAMINATION: The questioning
of an opposing party's witness about matters brought up during direct
examination.
CUSTODIAN: Under the Uniform
Transfers to Minors Act, the person appointed to manage and dispense
funds for a child without constricting court supervision and accounting
requirements.
-D-
DAMAGES: The financial
compensation awarded to someone who suffered an injury or was harmed by
someone else's wrongful act.
DEBTOR: Person who owes money.
DECISION: The judgment rendered by
a court after a consideration of the facts and legal issues before it.
DEED: A written legal document
that describes a piece of property and outlines its boundaries. The
seller of a property transfers ownership by delivering the deed to the
buyer in exchange for an agreed upon sum of money.
DEFAMATION: The publication of a
statement that injures a person's reputation. Libel and slander are
defamation.
DEFAULT: The failure to fulfill a
legal obligation, such as neglecting to pay back a loan on schedule.
DEFAULT JUDGMENT: A ruling entered
against a defendant who fails to answer a summons in a lawsuit.
DEFENDANT: In criminal cases, the
person accused of the crime. In civil matters, the person or
organization that is being sued.
DEFINED BENEFIT PLAN: A type of
retirement plan that specifies how much in benefits it will pay out to a
retiree.
DEFINED CONTRIBUTION PLAN: Also
called an individual account plan. A type of retirement plan in which
the employer pays a specified amount of money each year, which is then
divided among the individual accounts of each participating employee.
Profit-sharing, employee stock ownership and 401(k) plans are all
defined contribution plans.
DEPOSITION: Part of the pre-trial
discovery (fact-finding) process in which a witness testifies under
oath. A deposition is held out of court with no judge present, but the
answers often can be used as evidence in the trial.
DIRECT EVIDENCE: Evidence that
stands on its own to prove an alleged fact, such as testimony of a
witness who says she saw a defendant pointing a gun at a victim during a
robbery.
DIRECT EXAMINATION: The initial
questioning of a witness by the party that called the witness.
DIRECTED VERDICT: A judge's order
to a jury to return a specified verdict, usually because one of the
parties failed to prove its case.
DISBURSEMENTS: Legal expenses that
a lawyer passes on to a client, such as for photocopying, overnight mail
and messenger services.
DISCOVERY: Part of the pre-trial
litigation process during which each party requests relevant information
and documents from the other side in an attempt to "discover" pertinent
facts.
DISMISSAL WITH PREJUDICE: When a
case is dismissed for good reason and the plaintiff is barred from
bringing an action on the same claim.
DISMISSAL WITHOUT PREJUDICE: When
a case is dismissed but the plaintiff is allowed to bring a new suit on
the same claim.
DOUBLE JEOPARDY: Being tried twice
for the same offense.
DUE PROCESS: The idea that laws
and legal proceedings must be fair. The Constitution guarantees that the
government cannot take away a person's basic rights to "life, liberty or
property, without due process of law." Courts have issued numerous
rulings about what this means in particular cases.
DUTY TO WARN: The legal obligation
to warn people of a danger. Typically, manufacturers of hazardous
products have a duty to warn customers of a product's potential dangers
and to advise users of any precautions they should take.
-E-
EASEMENT: Gives one party the
right to go onto another party's property. Utilities often get easements
that allow them to run pipes or phone lines beneath private property.
ELECTIVE SHARE: Refers to probate
laws that allow a spouse to take a certain portion of an estate when the
other spouse dies, regardless of what was written in the spouse's will.
EMANCIPATION: When a minor has
achieved independence from his or her parents, often by getting married
before reaching age 18 or by becoming fully self-supporting.
EN BANC: French for "by the full
court." When all the members of an appellate court hear an argument,
they are sitting en banc.
ENCUMBRANCE: Any claim or
restriction on a property's title.
EQUAL ACCESS ACT: A law passed by
Congress in 1984. It requires public schools to allow students who to
meet before and after classes for religious purposes, including prayer,
if they want to do so. If all extracurricular activities are prohibited
by a school, it can also nix the prayer meetings. Otherwise, it has to
allow them.
EQUAL PROTECTION CLAUSE: Portion
of the Fourteenth Amendment to the U.S. Constitution that prohibits
discrimination by state government institutions. The clause grants all
people "equal protection of the laws," which means that the states must
apply the law equally and cannot give preference to one person or class
of persons over another.
EQUITABLE DISTRIBUTION: In a
divorce, one of the ways in which property is divided. In states with
equitable distribution systems, property acquired during a marriage is
jointly owned by both spouses. Equitable distribution does not
necessarily mean equal distribution, and ownership does not
automatically split fifty-fifty. Rather, the distribution must be fair
and just (equitable).
ESCROW: Money or documents, such
as a deed or title, held by a third party until the conditions of an
agreement are met. For instance, pending the completion of a real estate
transaction, the deed to the property will be held "in escrow."
ESCROW ACCOUNT: A special account
in which a lawyer or escrow agent deposits money or documents that do
not belong to him or his firm.
ESCROW AGENT: In some states, this
person conducts real estate closings and collects the money due the
parties.
ESTABLISHMENT CLAUSE: Portion of
the First Amendment to the U.S. Constitution that prohibits government
from "establishing" a religion.
ESTATE: All the property a person
owns.
EVIDENCE: The various things
presented in court to prove an alleged fact. Includes testimony,
documents, photographs, maps and video tapes.
EXECUTOR: Person named in a will
to oversee and manage an estate.
EXEMPT EMPLOYEES: Workers not
entitled to overtime, generally workers in executive, administrative or
professional positions.
EXEMPT PROPERTY: In a bankruptcy,
the possessions that a person is allowed to keep.
EXIGENT CIRCUMSTANCES: Emergency
conditions.
EX PARTE: Latin that means "by or
for one party." Refers to situations in which only one party (and not
the adversary) appears before a judge. Such meetings are often
forbidden.
EXPERT WITNESS: A witness with a
specialized knowledge of a subject who is allowed to discuss an event in
court even though he or she was not present. For example, an arson
expert could testify about the probable cause of a suspicious fire.
EXPRESS WARRANTY: An assertion or
promise concerning goods or services. Statements such as "This air
conditioner will cool a five-room house," or "We will repair any
problems in the first year" are express warranties.
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FAIR USE: The use of a portion of
copyrighted material in a way that does not infringe the owner's rights.
The use of a portion of material for educational purposes, literary
criticism or news reporting is often considered a fair use.
FAULT AUTO INSURANCE SYSTEM:
Refers to a system in which the party that bears the blame (fault) for
an accident is liable for any damages.
FELONY: Serious crime punishable
by incarceration for a year or more. Includes rape, murder, robbery,
burglary, and arson.
FIDUCIARY DUTY: An obligation to
act in the best interest of another party. For instance, a corporation's
board member has a fiduciary duty to the shareholders, a trustee has a
fiduciary duty to the trust's beneficiaries, and an attorney has a
fiduciary duty to a client.
FIXTURES: All things that are
attached to property, such as ceiling lights, awnings, window shades and
doorknobs. Fixtures are automatically included in a sale, unless
specifically mentioned in the contract as going to the seller.
FORECLOSURE: When a borrower
cannot repay a loan and the lender seeks to sell the property.
FORESEEABILITY: A key issue in
determining a person's liability. If a defendant could not reasonably
have foreseen that someone might be hurt by his or her actions, then
there may be no liability.
FRANCHISE: A business relationship
in which an owner (the franchisor) licenses others (the franchisees) to
operate outlets using business concepts, property, trademarks and trade
names owned by the franchisor.
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GARNISHMENT: Also known as wage
execution. A court-ordered method of debt collection in which a portion
of a person's salary is paid to a creditor. Often used to collect child
support payments.
GENERAL PARTNER: One of two kinds
of partners in a limited partnership. A general partner has the right to
participate in the management of the partnership and has unlimited
personal liability for its debts.
GOOD FAITH: Honestly and without
deception. An agreement might be declared invalid if one of the parties
entered with the intention of defrauding the other.
GRAND JURY: A group of citizens
convened in a criminal case to consider the prosecutor's evidence and
determine whether probable cause exists to prosecute a suspect for a
felony.
GRANTOR: The person who sets up a
trust.
GREEN CARD: An immigrant visa.
Allows an alien to become a lawful permanent resident of the U.S. and to
work legally, travel abroad and return, bring in a spouse and children
and become eligible for citizenship.
GROSS NEGLIGENCE: Failure to use
even the slightest amount of care in a way that shows recklessness or
willful disregard for the safety of others.
GROUNDS FOR DIVORCE: The legal
reason (or reasons) a divorce is granted. There are two kinds of
grounds: fault and no-fault.
GUARDIAN: Person assigned by the
court to take care of minor children or incompetent adults. Sometimes
called a conservator.
GUARDIAN AD LITEM: Latin for
"guardian at law." The person appointed by the court to look out for the
best interests of the child during the course of legal proceedings.
-H-
HABEAS CORPUS: Latin phrase
meaning "you have the body." Prisoners often seek release by filing a
petition for a writ of habeas corpus. A writ of habeas corpus is a
judicial mandate to a prison official ordering that an inmate be brought
to the court so it can be determined whether or not that person is
imprisoned lawfully.
HEALTH CARE PROXY: Someone
designated to make a broad range of decisions for a person who is not
able to give informed consent.
HEARSAY: Secondhand information
that a witness only heard about from someone else and did not see or
hear himself. Hearsay is not admitted in court because it's not
trustworthy, though there are many exceptions.
HEIRS: Persons who are entitled by
law to inherit the property of the deceased if there is no will
specifying how it's divided.
HOLOGRAPHIC WILL: An unwitnessed
handwritten will. A few states allow such documents to be admitted to
probate, but most courts are very reluctant to accept them.
HOSTILE ENVIRONMENT SEXUAL HARASSMENT:
Where a person is subject to unwelcome sexual advances, requests for
sexual favors, or other verbal or physical conduct of a sexual nature to
such an extent that it alters the conditions of the person's employment
and creates an abusive working environment.
HUNG JURY: A jury that is unable
to reach a verdict.
-I-
IMMIGRANT VISA: See green card.
IMMUNITY: Exemption from a legal
duty, penalty or prosecution.
IMPAIRMENT: When a person's
faculties are diminished so that his or her ability to see, hear, walk,
talk and judge distances is below the normal level as set by the state.
Typically, impairment is caused by drug or alcohol use, but can also be
caused by mental illness. Even if a person's alcohol level is lower than
the legal intoxication level, he can still be convicted if the state can
show his abilities were impaired.
IMPLIED CONSENT LAWS: (also called
express consent) Laws adopted by all states that apply to testing for
alcohol in the blood, breath or urine (most states have such laws that
apply to testing for the use of drugs). The principle underlying these
laws is that any licensed driver who operates a vehicle has consented to
submit to approved tests to show intoxication.
IMPLIED WARRANTY: A guarantee
imposed by law in a sale. Even though the seller may not make any
explicit promises, the buyer still gets some protection.
IMPLIED WARRANTY OF FITNESS FOR A
PARTICULAR PURPOSE: Warranty that exists when a seller should know
that a buyer is relying on the seller's expertise.
IMPLIED WARRANTY OF HABITABILITY:
Law that exists in most states which governs residential rentals and
asserts that regardless of what a lease says, the landlord must provide
premises that are safe and liveable (habitable) at some basic level.
Problems with essential building services and cleanliness are often
breaches of the implied warranty and the landlord will be required to
correct them.
IMPLIED WARRANTY OF MERCHANTABILITY:
Warranty that guarantees that goods are reasonably fit for their
ordinary purpose.
IN CAMERA: Latin for "in
chambers." Refers to a hearing or inspection of documents that takes
places in private, often in a judge's chambers.
INDICTMENT: A formal accusation of
a felony, issued by a grand jury after considering evidence presented by
a prosecutor.
INDIGENT: Lacking in funds; poor.
INFORMATION: A formal accusation
of a crime, issued by a prosecutor. An alternative to an indictment.
INFORMED CONSENT: Except in the
case of an emergency, a doctor must obtain a patient's agreement
(informed consent) to any course of treatment. Doctors are required to
tell the patient anything that would substantially affect the patient's
decision. Such information typically includes the nature and purpose of
the treatment, its risks and consequences and alternative courses of
treatment.
INFRACTIONS: Sometimes called
violations. Minor offenses, often traffic tickets, which are punishable
only by a fine.
INFRINGEMENT: Unauthorized use,
typically of a patent or copyright.
INTERLOCUTORY ORDER: Temporary
order issued during the course of litigation. Typically cannot be
appealed because it is not final.
INTERROGATORIES: Part of the
pre-trial discovery (fact-finding) process in which a witness provides
written answers to written questions under oath. The answers often can
be used as evidence in the trial.
INTESTATE: To die without a will.
IRREVOCABLE LIVING TRUST: A trust
created during the maker's lifetime that does not allow the maker to
change it.
-J-
JOINT AND SURVIVOR ANNUITY: A form
of pension fund payment in which the retired participant gets a check
every month. If and when the participant dies, the spouse continues to
get a monthly check equal to one-half of the benefit for the rest of his
or her life.
JOINT CUSTODY: When both parents
share custody of a child after a divorce. There are two kinds of
custody: legal custody and physical custody. Either or both may be
joint.
JOINT PROPERTY: Sometimes called
joint tenancy. Property that names a co-owner on its deed or title.
Co-owners retain ownership of the property upon the death of a co-owner.
A co-owner in a joint property arrangement cannot give away his or her
share of the property.
JUDGMENT: A court's official
decision on the matters before it.
JUDGMENT NON OBSTANTE VEREDICTO:
Known also as a judgment notwithstanding the verdict. A decision by a
trial judge to rule in favor of a losing party even though the jury's
verdict was in favor of the other side. Usually done when the facts or
law do not support the jury's verdict.
JURISDICTION: A court's authority
to rule on the questions of law at issue in a dispute, typically
determined by geographic location and type of case.
JURY CHARGE: The judge's
instructions to the jurors on the law that applies in a case and
definitions of the relevant legal concepts. These instructions may be
complex and are often pivotal in a jury's discussions.
JUST CAUSE: A legitimate reason.
Often used in the employment context to refer to the reasons why someone
was fired.
-K-
-L-
LEGAL CUSTODY: In a divorce, one
of two types of child custody. A parent who has legal custody has the
right to be involved in all the decision making typically involved with
being a parent, such as religious upbringing, education and medical
decisions. Legal custody can be either sole or joint. Compare with
physical custody.
LEGATEE: Also known as a
beneficiary. Person named in a will to receive property.
LEMON LAWS: Laws that require
manufacturers to repair defective cars. If the repairs are not made
within a reasonable amount of time and number of attempts, the
manufacturer is required to refund the purchase price, less a reasonable
amount for the use of the car.
LESSER INCLUDED OFFENSES: Charges
that contain elements of the most serious charge against a defendant.
For instance, a person charged with first-degree murder (which requires
premeditation) could be convicted of second-degree murder (a killing
done without premeditation) or manslaughter (a killing done in the heat
of passion)
LIABILITY: Any legal
responsibility, duty or obligation.
LIBEL: Defamatory (false and
injurious) written statements or materials, including movies or
photographs.
LIEN: A claim against someone's
property. A lien is instituted in order to secure payment from the
property owner in the event that the property is sold. A mortgage is a
common lien.
LIMITED LIABILITY COMPANY: A
business structure that is a hybrid of a partnership and a corporation.
Its owners are shielded from personal liability and all profits and
losses pass directly to the owners without taxation of the entity
itself.
LIMITED PARTNER: One of two kinds
of partners in a limited partnership. Is personally liable for the debts
of the partnership only to the extent of his or her investment in it and
has little to no voice in its management.
LIMITED PARTNERSHIP: A partnership
with two kinds of partners: limited partners, who provide financial
backing and have little role in management and no personal liability,
and general partners, who are responsible for managing the entity and
have unlimited personal liability for its debts.
LIQUIDATED DAMAGES: The amount of
money specified in a contract to be awarded in the event that the
agreement is violated.
LIVING-TOGETHER CONTRACT: See
cohabitation agreement.
LIVING TRUST: A trust created
during the maker's lifetime. Some living trusts are set up so that they
can be changed during the maker's lifetime. These are called
"revocable." Others, known as "irrevocable," are set up so that they
can't be touched.
LIVING WILL: Also known as a
medical directive or advance directive. A written document that states a
person's wishes regarding life-support or other medical treatment in
certain circumstances, usually when death is imminent.
-M-
MAINTENANCE: In a divorce or
separation, the money paid by one spouse to the other in order to
fulfill the financial obligation that comes with marriage.
MALPRACTICE: Improper or negligent
behavior by a professional, such as a doctor or a lawyer. The failure of
a professional to follow the accepted standards of practice of his or
her profession.
MANDATORY SENTENCE: A criminal
sentence set by a legislature that establishes the minimum length of
prison time for specified crimes and thus limits the amount of
discretion a judge has when sentencing a defendant.
MEDIATION: A method of alternative
dispute resolution in which a neutral third party helps resolve a
dispute. The mediator does not have the power to impose a decision on
the parties. If a satisfactory resolution cannot be reached, the parties
can pursue a lawsuit.
MINOR: A person who does not have
the legal rights of an adult. A minor is usually defined as someone who
has not yet reached the age of majority. In most states, a person
reaches majority and acquires all of the rights and responsibilities of
an adult when he or she turns 18.
MIRANDA WARNING: The statement
recited to individuals taken into police custody. It warns of their
right to remain silent and to have an attorney.
MISDEMEANOR: Crime that is
punishable by less than one year in jail, such as minor theft and simple
assault that does not result in substantial bodily injury.
MITIGATING FACTORS: Information
about a defendant or the circumstances of a crime that might tend to
lessen the sentence or the crime with which the person is charged.
MOTION: A request asking a judge
to issue a ruling or order on a legal matter.
MOTION FOR A NEW TRIAL: Request in
which a losing party asserts that a trial was unfair due to legal errors
that prejudiced its case.
MOTION FOR DIRECTED VERDICT: A
request made by the defendant in a civil case. Asserts that the
plaintiff has raised no genuine issue to be tried and asks the judge to
rule in favor of the defense. Typically made after the plaintiff is done
presenting his or her case.
MOTION FOR SUMMARY JUDGMENT: A
request made by the defendant in a civil case. Asserts that the
plaintiff has raised no genuine issue to be tried and asks the judge to
rule in favor of the defense. Typically made before the trial.
MOTION TO DISMISS: In a civil
case, a request to a judge by the defendant, asserting that even if all
the allegations are true, the plaintiff is not entitled to any legal
relief and thus the case should be dismissed.
MOTION TO SUPPRESS EVIDENCE: A
request to a judge to keep out evidence at a trial or hearing, often
made when a party believes the evidence was unlawfully obtained.
-N-
NAMED PLAINTIFFS: The originators
of a class action suit.
NEGLIGENCE: A failure to use the
degree of care that a reasonable person would use under the same
circumstances.
NO-FAULT AUTO INSURANCE SYSTEM:
Under a no-fault system it doesn't matter which driver made the mistake
that caused an accident. Each individual recovers from his or her own
insurance carrier, regardless of who caused the accident.
NO-FAULT DIVORCE: A divorce in
which it it doesn't matter who did what to whom that caused the marriage
to break down; all that matters is that there is no reasonable prospect
of reconciliation.
NON-EXEMPT EMPLOYEES: Workers who
are entitled to overtime pay after working more than forty hours in a
five day work week. Generally includes secretaries, factory workers,
clerical workers and anyone paid by the hour.
NON-EXEMPT PROPERTY: In a
bankruptcy, the possessions of a person that can be sold.
NONIMMIGRANT VISA: Visa granted to
a foreigner who does not intend to stay in the U.S. permanently.
NOTARY PUBLIC: A person authorized
to witness the signing of documents.
NOTICE OF APPEAL: The document a
person must file with the trial court in order to pursue an appeal.
-O-
OFFICERS OF A CORPORATION: Those
people with day-to-day responsibility for running the corporation, such
as the chief executive, chief financial officer and treasurer.
OPEN ADOPTION: An adoption in
which the birth mother may retain some visitation privileges.
OWN RECOGNIZANCE: Sometimes called
personal recognizance. A person who promises to appear in court to
answer criminal charges can sometimes be released from jail without
having to pay bail. This person is said to be released on his or her own
recognizance.
-P-
PARENS PATRIAE: Latin for "parent
of his country." Used when the government acts on behalf of a child or
mentally ill person. Refers to the "state" as the guardian of minors and
incompetent people.
PAROLE: A system for the
supervised release of prisoners before their terms are over. Congress
has abolished parole for people convicted of federal crimes, but most
states still offer parole.
PARTITION: A court action to
divide property. Typically taken when a property is jointly owned and a
dispute arises about how to divide it.
PARTNERSHIP: An association of two
or more people who agree to share in the profits and losses of a
business venture.
PATENT: A document issued to an
inventor by the United States Patent and Trademark Office. Contains a
detailed description of what the invention is and how to make or use it
and provides rights against infringors.
PENALTY PHASE: The second part of
a bifurcated trial, in which the jury hears evidence and then votes on
what penalty or damages to impose.
PENSION PLAN: An employer's
program for providing retirement income to eligible employees.
PEREMPTORY CHALLENGES: Limited
number of challenges each side in a trial can use to eliminate potential
jurors without stating a reason. May not be used to keep members of a
particular race or sex off the jury.
PERJURY: A crime in which a person
knowingly makes a false statement while under oath in court. In some
jurisdictions, making a false statement in a legal document can also be
considered perjury.
PERSONAL GUARDIAN: Person
appointed to take custody of children and provide for their care and
upbringing. Distinguished from property guardian.
PERSONAL RECOGNIZANCE: Sometimes
called own recognizance. A person who promises to appear in court to
answer criminal charges can sometimes be released from jail without
having to pay bail. This person is said to be released on his or her
personal recognizance.
PERSONAL REPRESENTATIVE: A person
who manages the legal affairs of another, such as a power of attorney or
executor.
PETIT JURY: The jurors empaneled
to hear a civil or criminal trial. Distinguised from a grand jury.
PETITION: A written application to
the court asking for specific action to be taken.
PETITION FOR PROBATE: The document
that summarizes a will's provisions and names the heirs.
PETTY OFFENSES: Minor crimes, such
as traffic violations, which are generally punishable by a fine or short
jail term.
PHYSICAL CUSTODY: In a divorce,
one of two types of child custody. A parent who has physical custody
lives most of the time with the child. Compare with legal custody.
PIERCING THE CORPORATE VEIL: A
legal concept through which a corporation's shareholders, who generally
are shielded from liability for the corporation's activities, can be
held responsible for certain actions.
PLAINTIFF: The person who
initiates a lawsuit.
PLEA BARGAIN: An negotiated
agreement between the defense and the prosecution in a criminal case.
Typically the defendant agrees to plead guilty to a specified charge in
exchange for an oral promise of a lower sentence.
PLEADINGS: In a civil case, the
allegations by each party of their claims and defenses.
POWER OF ATTORNEY: The authority
to act legally for another person.
PRECEDENT: A previously decided
case that is considered binding in the court where it was issued and in
all lower courts in the same jurisdiction.
PRELIMINARY HEARING: Legal
proceeding used in some states in which a prosecutor presents evidence
to a judge in an attempt to show that there is probable cause that a
person committed a crime. If the judge is convinced probable cause
exists to charge the person, then the prosecution proceeds to the next
phase. If not, the charges are dropped.
PREPONDERANCE OF THE EVIDENCE: The
level of proof required to prevail in most civil cases. The judge or
jury must be persuaded that the facts are more probably one way (the
plaintiff's way) than another (the defendant's).
PRE-SENTENCING REPORT: A report
prepared by a probation department for a judge to assist in sentencing.
Typically contains information about prior convictions and arrests, work
history and family details.
PRE-TRIAL DIVERSION: Also known as
adjournment in contemplation of dismissal or conditional dismissal. A
program in which a defendant essentially is put on probation for a set
period of time and his or her case does not go to trial during that
time. If the defendant meets the conditions set by the court, then the
charge will be dismissed.
PRIMA FACIE: Latin for "at first
view." Refers to the minimum amount of evidence a plaintiff must have to
avoid having a case dismissed. It is said that the plaintiff must make a
prima facie case.
PRIVILEGED COMMUNICATION:
Conversation that takes places within the context of a protected
relationship, such as that between an attorney and client, a husband and
wife, a priest and penitent, and a doctor and patient. The law often
protects against forced disclosure of such conversations.
PRO SE: (pronounced pro say) Latin
phrase that means "for himself." A person who represents himself in
court alone without the help of a lawyer is said to appear pro se.
PROBABLE CAUSE: A reasonable
belief that a person has committed a crime.
PROBATE: The legal process in
which a court oversees the distribution of property left in a will.
PROBATION: The release into the
community of a defendant who has been found guilty of a crime, typically
under certain conditions, such as paying a fine, doing community service
or attending a drug treatment program. Violation of the conditions can
result in incarceration. In the employment context, probation refers to
the trial period some new employees go through.
PROMISSORY NOTE: A written
document in which a borrower agrees (promises) to pay back money to a
lender according to specified terms.
PROPERTY GUARDIAN: Person
appointed to oversee property left to a minor in a will. Distinguished
from a personal guardian.
PROSECUTOR: The government lawyer
who investigates and tries criminal cases. Typically known as a district
attorney, state's attorney, or United States attorney.
PROTECTIVE ORDER: In litigation,
an order that prevents the disclosure of sensitive information except to
certain individuals under certain conditions. In a domestic dispute, an
order that prevents one party from approaching another, often within a
specified distance.
PUBLIC DEFENDER: A lawyer who
works for a state or local agency representing clients accused of a
crime who cannot afford to pay.
PUNITIVE DAMAGES: Money awarded to
a victim that is intended to punish a defendant and stop the person or
business from repeating the type of conduct that caused an injury. Also
intended to deter others from similar conduct.
-Q-
QUASH: To nullify, void or declare
invalid.
QUID PRO QUO: Latin phrase that
means what for what or something for something. The concept of getting
something of value in return for giving something of value. For a
contract to be binding, it usually must involve the exchange of
something of value.
QUID PRO QUO SEXUAL HARASSMENT:
Where an employee is threatened with a demotion (or promised a
promotion) in exchange for "sexual favors." It usually comes from a
supervisor or other person in a position of authority.
QUITCLAIM DEED: A deed that
transfers the owner's interest to a buyer but does not guarantee that
there are no other claims against the property.
-R-
REAL PROPERTY: Land and all the
things that are attached to it. Anything that is not real property is
personal property and personal property is anything that isn't nailed
down, dug into or built onto the land. A house is real property, but a
dining room set is not.
REASONABLE CARE: The level of care
a typical person would use if faced with the same circumstances.
REASONABLE DOUBT: The level of
certainty a juror must have to find a defendant guilty of a crime.
RE-CROSS EXAMINATION: Questioning
a witness about matters brought up during re-direct examination.
RE-DIRECT EXAMINATION: Questioning
a witness about matters brought up during cross examination.
REFUGEE: A person who applies to
enter the U.S. from outside the country, claiming an inability or
unwillingness to return to (or remain in) the home country because of a
well-founded fear of persecution.
REMAND: When an appellate court
sends a case back to a lower court for further proceedings.
REPLEVIN: Repossession. Action
taken by a creditor to seize assets of a debtor.
RESIDUARY ESTATE: Also known as
residue of the estate. Portion of the estate left after bequests of
specific items of property are made. Often the largest portion.
RESIDUARY LEGATEE: The person or
persons named in a will to receive any residue left in an estate after
the bequests of specific items are made.
RES IPSA LOQUITUR: A Latin phrase,
that means "the thing speaks for itself." Refers to situations when it's
assumed that a person's injury was caused by the negligent action of
another party because the accident was the sort that wouldn't occur
unless someone was negligent.
RETAINER: Refers to the up front
payment a client gives a lawyer to accept a case. The client is paying
to "retain" the lawyer's services.
RETAINING LIEN: Gives a lawyer the
right to hold on to your money or property (such as a deed) until you
pay the bill.
REVOCABLE LIVING TRUST: A trust
created during the maker's lifetime that can be changed. Allows the
creator to pass assets on to chosen beneficiaries without going through
probate.
RIGHT AGAINST SELF-INCRIMINATION:
Granted by the Fifth Amendment. Allows a person to refuse to answer
questions that would subject him or her to accusation of a criminal act.
RIGHT OF EMINENT DOMAIN: The
government's right to acquire private property for public use.
RIGHT OF SURVIVORSHIP: In a
joint-tenancy, the property automatically goes to the co-owners if one
of the co-owners dies. A co-owner in a joint tenancy cannot give away
his or her share of the property.
-S-
SECURITY AGREEMENT: A contract
between a lender and borrower that states that the lender can repossess
the property a person has offered as collateral if the loan is not paid
as agreed.
SELF-PROVING WILL: A will
accompanied by a sworn statement from witnesses and signed before a
notary public. Many states accept such wills in order to avoid the
cumbersome process of requiring an executor to track down the witnesses.
SEPARATION AGREEMENT: In a marital
breakup, a document that outlines the terms of the couple's separation.
SERVICE OF PROCESS: The act of
notifying the other parties that an action has begun and informing them
of the steps they should take in order to respond.
SETTLEMENT: The resolution or
compromise by the parties in a civil lawsuit.
SETTLEMENT AGREEMENT: In a civil
lawsuit, the document that spells out the terms of an out-of-court
compromise.
SHAREHOLDER: An owner or investor
in a corporation.
SINGLE LIFE ANNUITY: A form of
pension plan payment in which the retired person receives a monthly
check from the time of retirement until death.
SLANDER: Defamatory (false and
injurious) oral statements or gestures.
SOLE PROPRIETORSHIP: A form of
business organization in which an individual is fully and personally
liable for all the obligations (including debts) of the business, is
entitled to all of its profits and exercises complete managerial
control.
SPENDTHRIFT TRUST: A trust
designed to keep money out of the hands of creditors. Often established
to protect someone who is incapable of managing his or her financial
affairs.
SPOUSAL RIGHT: The entitlement of
one spouse to inherit property from the other spouse. The right varies
from state to state.
STANDARD OF CARE: The degree of
care a reasonable person would take to prevent an injury to another.
STANDING: The legal right to
initiate a lawsuit. To do so, a person must be sufficiently affected by
the matter at hand, and there must be a case or controversy that can be
resolved by legal action.
STARE DECISIS: Latin for "to stand
by that which is decided." Refers to the principle of adhering to
precedent when deciding a case.
STATIONHOUSE BAIL: Bail that some
defendants accused of misdemeanors may be allowed to pay at the police
station. This allows them to be released prior to appearing before a
judge.
STATUTES OF FRAUD: Laws in most
states to protect against false claims for payment from contracts that
were not agreed upon. The specific laws vary from state to state, but
most require that certain contracts be in writing.
STATUTES OF LIMITATIONS: Laws
setting deadlines for filing lawsuits within a certain time after events
occur that are the source of a claim.
STRICT LIABILITY: Liability even
when there is no proof of negligence. Often applicable in product
liability cases against manufacturers, who are legally responsible for
injuries caused by defects in their products, even if they were not
negligent.
SUBLET: When a party agrees to
rent a space from the main tenant for a portion of the time remaining on
the lease.
SUBPOENA: An order compelling a
person to appear to testify or produce documents.
SUMMATION: The closing argument in
a trial.
SUMMONS: A legal document that
notifies a party that a lawsuit has been initiated and states when and
where the party must appear to answer the charges.
-T-
TANGIBLE PERSONAL PROPERTY:
Anything other than real estate or money, including furniture, cars,
jewelry and china.
TENANCY IN COMMON: A type of joint
ownership that allows a person to sell his share or leave it in a will
without the consent of the other owners. If a person dies without a
will, his share goes to his heirs, not to the other owners.
TESTAMENTARY TRUST: A trust
created by the provisions in a will. Typically comes into existence
after the writer of the will dies.
TESTATOR: The person who makes a
will.
TITLE: Ownership of property.
TITLE SEARCH: A review of the land
records to determine the ownership and description of the property.
TORT: A civil wrong that result in
an injury to a person or property.
TOTTEN TRUST: A bank account in
your name for which you name a beneficiary. Upon the death of the named
holder of the account the money transfers automatically to the
beneficiary.
TRADEMARK: A word, name or symbol
used to identify products sold or services provided by a business.
Distinguishes the products or services of one business from those of
others in the same field. A business using a trademark has the right to
prevent other businesses from using it and can get money to compensate
for its infringement.
TRADE NAME: The name used to
identify a business.
TRUST: Property given to a trustee
to manage for the benefit of a third person. Generally the beneficiary
gets interest and dividends on the trust assets for a set number of
years.
TRUSTEE: Person or institution
that oversees and manages a trust.
-U-
UNIFORM COMMERCIAL CODE: A model
statute covering things such as the sale of goods, credit, and bank
transactions. All states have adopted and adapted the entire UCC, with
the exception of Louisiana, which only adopted parts of it.
UNIFORM RECIPROCAL ENFORCEMENT OF
SUPPORT ACT: Law that allows an order of child support issued in one
state to be enforced in another state.
UNJUST TAKING: When the government
acquires private property and fails to compensate an owner fairly. A
taking can occur even without the actual physical seizure of property,
such as when a government regulation has substantially devalued a
property.
-V-
VALID CLAIM: A grievance that can
be resolved by legal action.
VERDICT: The formal decision
issued by a jury on the issues of fact that were presented at trial.
VESTED RIGHT: An absolute right.
When a retirement plan is fully vested, the employee has an absolute
right to the entire amount of money in the account.
VICARIOUS LIABILITY: When one
person is liable for the negligent actions of another person, even
though the first person was not directly responsible for the injury. For
instance, a parent sometimes can be vicariously liable for the harmful
acts of a child and an employer sometimes can be vicariously liable for
the acts of a worker.
VISITATION RIGHT: The right
granted to a parent or other relative to visit a child on a specified
basis. Usually occurs during a divorce proceeding.
VOID MARRIAGE: One of two types of
marriages that can be annulled. A void marriage is one that is void and
invalid from its beginning. It is as though the marriage never existed
and it requires no formality to terminate it. For instance, an
incestuous marriage would likely be considered void.
VOIDABLE MARRIAGE: A valid
marriage that can be annulled if challenged, but that otherwise remains
legitimate. For instance, if one of the parties was a minor at the time
of marriage, the marriage could be annulled if challenged. If it's never
challenged, the marriage is considered valid.
VOIR DIRE: A French phrase that
means "to speak the truth." The process of interviewing prospective
jurors. Pronounced "vwa dear."
-W-
WARRANT: An official order
authorizing a specific act, such as an arrest or the search of someone's
home.
WARRANTY: A promise about a
product made by either a manufacturer or a seller.
WITNESS: Person who comes to court
and swears under oath to give truthful evidence.
WORKER'S COMPENSATION: A benefit
paid to an employee who suffers a work-related injury or illness.
WRIT: A judicial order.
WRONGFUL DISCHARGE: When an
employee is fired for reasons that are not legitimate, typically either
because they are unlawful or because they violate the terms of an
employment contract.
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